If you utilize suspense accounts this is an advisory that recently came out that if you haven't taken note of you should. New guidance that will become effective on October 1, 2018 effects those utilizing certain types of trading activities. Be sure to read through the below advisory to make sure you are covered. If you have questions or concerns we always advise to contact your compliance or legal professional. If you would like a recommendation on a compliance or legal professional who is well versed in this area please feel free to reach out to the NIBA for a referral.
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Suspense Accounts
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