This is a reminder that Monday, May 27, 2013 is Memorial Day. This holiday will impact your regulatory filings as follows:
- Daily segregated, 30.7 secured, sequestered and daily forex statements prepared as of May 24, 2013 are required to be submitted by noon on Tuesday, May 28, 2013;
- Daily segregated statements are not required to be prepared as of May 27, 2013;
- Daily 30.7 secured, sequestered and forex statements are required to be prepared as of May 27, 2013 and are required to be submitted by 12:00 noon on Tuesday, May 28, 2013. If an FCM is required to file a May 27, 2013 daily 30.7 secured or sequestered statement, it should also include the most recent segregation balances from May 24, 2013; and
- FCMs and RFEDs are reminded that any information filed after its due date must be accompanied by a fee for each business day that it is late.
NFA recently added a complete schedule of filing requirements for the remaining 2013 holidays to our website. NFA also created a calendar for the due dates of Segregated Investment Detail Reports (SIDRs) for the remainder of the year.
For more information about filing financial reports visit NFA's website (www.nfa.futures.org).
Questions concerning the requirements should be directed to NFA's Information Center (information@nfa.futures.org) at 800-621-3570 or 312-781-1410.
The Opinions expressed are the opinions of the author. The opinions, the trading styles, trading information and trading programs are not endorsed by the NIBA, but are the individual opinions, styles, information and programs of the author.
