Do you occasionally feel like there is a huge “gray area” surrounding a regulation? Did you ever think there must be a second or even a third way to approach compliance with a particular rule?
Inspired by this year’s Presidential Debates, the NIBA is hosting our first-ever compliance debate! On September 14, during this year’s 25th Anniversary Conference, regulators, attorneys, compliance consultants and industry representatives will take the stage to debate the Pros and Cons of issues where multiple rules could apply, or there just might be more than one way to comply with regulation.
We have an all-star line up to represent all aspects of the industry. NFA, CFTC and CME are all participating from the regulatory side of the business. Expert consultants and top industry attorneys will be among the "debaters" along with industry participant representation.
This final presentation of the morning’s program promises to be informative, lively, and fun. Get ready for a one of a kind experience! Any questions -- contact Ryan Griffeth, ryan.griffeth@postrockbrokerage.com.
If you have not already registered for the 25th Anniversary Conference Sept 14th @ CME please use the following link to do so now:
