Over 80 Introducing Brokers have contacted the MF Global Bankruptcy Trustee's office to date to request their October commission runs. The process for requesting your office run is posted in the NIBA update "IBS Granted Access to October Commission Runs" here.
Introducing Brokers are able to receive their October MF Global commission runs as a result of a request made by NIBA through its legal advisors, Schuyler, Roche & Crisham, directly to the Trustee in behalf of our members.
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NFA regularly reviews the continued effectiveness of its regulatory requirements. Over the past three years, NFA has issued 26 Member Responsibility Actions (MRAs), and 92% of those MRAs were against CPO and/or CTA Members. Most of these matters involved misuse of customer funds (including one CPO that improperly used pool funds because it had insufficient assets to operate as a going concern) and/or misstating net asset values and/or performance information. In light of these actions, NFA is reviewing the current regulatory structure applicable to CPO and CTA operations. In particular, NFA is looking at ways to strengthen the regulatory structure governing CPO operations to provide greater protection for customer funds. Additionally, NFA is exploring ways to ensure that CPOs and...
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