1-FRs for IBs are due 7/24/2014 for the 6/30/14 filing. That is 2 days from today (Tuesday July 22) Please be sure to file this prior to the deadline as there is now a $1,000 per day fine for a late filing
In 2013, the NFA amended Compliance Rule 2-46 to impose a quarterly reporting requirement on all CTAs. This filing requires each CTA to report general information about the CTA and its trading programs. For CTAs who have a 6/30/2014 quarterly filing, the due date is on Thursday 8/14/2014.
CFTC Rule 1.55 (j) requires each FCM to provide certain information that is specific to the clearing firm and its business in a new, mandatory FCM specific disclosure document. According to the CFTC this new FCM d-doc is designed to enable customers to make informed judgments regarding the appropriateness of selecting an FCM by providing information for a meaningful comparison across FCMs
