Use and Investment of Customer Funds by Financial Institutions

  • Post category:Marketing

1. Introduction Regulation 1.25, promulgated by the United States Commodity Futures Trading Commission (“CFTC”), sets forth the types of products and instruments in which futures commission merchants (“FCMs”) and derivatives clearing organizations (“DCOs”) may invest customer funds held in segregated accounts (“Permissible Investments”).[1] Related regulations pertaining to “secured funds” (CFTC regulation 30.7), “cleared swap customer…...

This content is for IB/CTA/CPO Classic Membership + Premium placement w/logo in IB/CTA/CPO Directory, IIB - Independent Introducing Broker, GIB - Guaranteed Introducing Broker, and CTA - Commodity Trading Advisor members only.
Register
Already a member? Log in here