Happy New Year! We hope the NIBA membership had a successful 2016. The beginning of a new year is typically a time when firms are focused on plans for growing their book of business. While the launch of new marketing or trading campaigns is certainly important, attention to operational and regulatory issues is just as...
Top 10 Issues for CFTC/NFA Compliance in 2017
- Post published:January 26, 2017
- Post category:Compliance / Legal