FIA Expo: 18-20 November 2024 – Register Today!
Today we’re all adapting to the rapid rate of change while pushing to ensure that the cleared derivatives markets are robust and ready for the future. Expo – FIA’s Futures…
Excell with Options: Mining Economic Drivers for the Next Move in Gold Prices
A CME Group Exclusive Report Gold has been a hot commodity lately and prices have seemingly moved in the opposite direction of several key economic drivers. Rich Excell explores a…
NIBA Comments on CFTC Order (Release Number 8972-24)
Release Number 8972-24 Written by: Braden Perry Partner Kennyhertz Perry [email protected]. The recent CFTC Order (Release Number 8972-24) and the Dissenting Statement by Commissioner Mersinger raise significant questions about how…
A Powerful New Challenge to Exchange Enforcement Actions
Written by: Renato Mariotti and Maggie DePoy, Paul Hastings LLP Self-regulatory organizations, including futures exchanges, could face aggressive challenges in the wake of the SEC v. Jarkesy decision, which provides a new avenue…
The Rising Tide of AI in Trade Surveillance: Adapting to an Increasingly Complex Regulatory Landscape and Solving for False Positives
Written by: Joe Schifano, Global Head of Regulatory Affairs at Eventus In recent years, the financial industry has faced mounting pressure from regulators, driving significant transformation within compliance functions. At the…
CFTC Approves Final Rule Allowing U.S. Introducing Brokers Direct Access to Registered Foreign Boards of Trade for the Submission of Customer Orders
Release Number 8935-24 Washington, D.C. — The Commodity Futures Trading Commission today announced it approved final rules amending Part 48 of its regulations. The final rules permit a foreign board…
FIA Forum: Commodities 2024 – Make your plans to join us in Houston!
FIA Forum: Commodities 2024 returns to Houston on 16-18 September to explore market trends and current issues affecting derivatives markets for energy and other commodities. Register early and lock in your spot…
RE: Notice of Proposed Rulemaking: Foreign Boards of Trade (RIN 3038-AF37) – 89 Fed. Reg. 15083
Notice to Members RE: Notice of Proposed Rulemaking: Foreign Boards of Trade (RIN 3038-AF37) - 89 Fed. Reg. 15083 April 22, 2024 Mr. Kirkpatrick: NIBA appreciates the opportunity to comment…
GARP Chicago Chapter Meeting – May 2, 2024
Join the GARP Chicago Chapter for an exciting and insightful discussion about the intersection of AI and risk management. Details: May 2, 2024 4:30 PM - 7:30 PM Central Daylight Time (CDT)…
NIBA/DePaul University Annual Summer Symposium
Save the date! NIBA/DePaul University Annual Summer Symposium July 11 @ DePaul University, Chicago Downtown Campus AI -- Compliance, Communication, Application Registration Opens in May - stay tuned!