Until recently I was working as a field auditor with the National Futures Association (“NFA”). During my time at NFA, the self-regulator was enduring a great deal of criticism. After the failures of MF Global and PFG calls for the heads of NFA’s leadership were coming in at a frenetic pace. While this period was…...
Secrets from Inside the NFA
- Post published:June 25, 2015
- Post category:Compliance / Legal