Outline of Current NFA/CFTC/SEC Issues

CFTC CFTC Adopts Rules Regarding Risk Management Programs for FCMs New CFTC Regulation 1.11 imposes specific risk management requirements on FCMs that accept any money, securities, or property (or extend credit in lieu thereof) to margin, guarantee, or secure any trades or contracts that result from soliciting or accepting orders for the purchase or sale…...

This content is for IB/CTA/CPO Classic Membership + Premium placement w/logo in IB/CTA/CPO Directory, IIB - Independent Introducing Broker, GIB - Guaranteed Introducing Broker, and CTA - Commodity Trading Advisor members only.
Register
Already a member? Log in here