Judge lets MF Global pay what it owes commodity customers
U.S. Bankruptcy Judge Martin Glenn has given MF Global Holdings the green light to pay commodity customers all of the money they are owed. "I don't know of anyone who…
NIBA September Fall Membership Conference
Dear Members, “The AML session was the best I’ve ever attended...” “Loved the CTA Due Diligence session...” “Legal Update is always my favorite part of the NIBA…
AML Discussion at the 2013 NIBA Conference
The NIBA conference held in Chicago last month offered a wide variety of informational sessions applicable to Introducing Brokers’ business. My compliments to Melinda Schramm and the NIBA board for…
AML Guidance for IBs Regarding Unusual Situations
CFTC, FinCEN and Treasury have provided guidance in a Q&A format regarding certain unique circumstances relating to IBs and the Customer Identification Program (CIP). These include: New Co-Owner of Account:…
Futures Market Education and The Equity World
As the retail futures industry navigates the equity world, it’s important for everyone within the industry to focus on educating their clients and prospects about futures trading. We know that…
Fed Likely to Postpone QE Tapering Decision Into 2014
The Federal Reserve is likely to postpone any decision on exiting or tapering its quantitative easing program until 2014. Current members of the FOMC are hyper-sensitive to economic data, especially…
Ex-MF Global employees seek more insurance money for defense
Lawyers for former Gov. Jon Corzine and 25 other ex-MF Global workers have asked a federal judge overseeing the firm’s bankruptcy to reconsider his decision to not let their clients…
John Walsh: Founder of the Walsh Agency Passes Away
When brokers mention the Walsh Agency it's usually followed by a John Walsh story. Everyone I have spoken with in the past few months have told me what a character…
MF Global Trustee Plans to Return More Customer Funds
MF Global trustee James Giddens has asked a bankruptcy court for permission to return the remaining money owed to the firm's customers who traded on domestic exchanges. "The relief sought…
Customers testify about CFTC agriculture-futures rules
Futures-market users and regulators testified before the House Agriculture Subcommittee on General Farm Commodities and Risk Management that some parts of a proposal from the Commodity Futures Trading Commission would…
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