Chairman’s Letter
Dear Members: Communication, communication, communication....the key to success in our industry. It can take many forms -- and this month you can take part in three of them at the…
July 8-NIBA/DePaul University Co-Sponsored Event
On the afternoon of July 8, 2014, the NIBA will present its first co-sponsored event with DePaul University in Chicago. Two panel discussions and a Networking Reception are included in…
Get to Know the Regulators: NFA’s Registration Department
As a NIBA member, you are already familiar with the process of applying for CFTC registration and NFA membership. But you may not be familiar with the diverse array of…
Housekeeping, Reminders, and Updates
NFA Registration Update Effective June 1, 2014, NFA imposed a $1,000.00 late disclosure filing fee for members who fail to disclose or updateregistration records involving prior and/or current disciplinary matters.…
Two-minute primer on leveraging your brand
I’ve met many traders, brokers, and introducing brokers having covered the derivatives arena for 30 years. Some have been memorable, some not. Typically why they are memorable is for a…
Era of Convergence
It probably won’t surprise many to hear that we are living and benefiting from an era of convergence --from network access to data, to digitization, to cloud computing. Convergence has…
Notice From CME Group
On Friday, June 6 the CME Group notified us about a new "netting" policy with regard to market data fees which will apply to IBs. The NIBA has been communicating…
Too Important to Fail–Another Look
The latest issue of the IMF’s Global Financial Stability report (GSFR, March 2014) provides a comprehensive analysis of the “too important to fail” (TITF) problem. http://www.imf.org/External/Pubs/FT/GFSR/2014/01/index.htm The TITF problem…
Arditti Center announces Dennis Chookaszian, former CEO of CNA Insurance as keynote speaker for June Risk Leadership Program
This June, DePaul University's Arditti Center for Risk Management is hosting a two-day executive risk leadership program led by Dr. Mark Frigo, Director of the Center for Strategy, Execution and…
Legacy Swaps Brokers and Regulatory Outtrades
Traditionally, counterparties executing swaps transactions in the unregulated Over-The-Counter (“OTC”) marketplace maintained entire teams of staff devoted to the credit or delivery risk of a counter-party. Inclusive in this regime…
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