NIBA Wedbush Futures FCM Risk Management Questionnaire
NIBA will be featuring a recurring article in its monthly newsletter to membership with a focus on FCM Risk Management. The article will feature a different Member FCM each month…
Trading at Settlement (TAS) for Agricultural Futures
First Trade Date Monday, June 8, 2015 Trading at Settlement (TAS) is an order type that allows a market participant to buy or sell futures contracts during the trading day…
NIBA – Ask the NFA Questions
As your industry advocate, the NIBA provides many services which help your business stay in compliance with NFA regulations. "Ask the NFA," is the way you can ask questions about…
The Red Flag Rules
Dodd-Frank transferred responsibility for identity theft from the FTC to the CFTC and SEC for those financial institutions under their jurisdiction. The rules adopted in April 2013 require “financial institutions”…
CME CORE: Clearing Online Risk Engine
Risk management is a trade craft that never sleeps: Market conditions change, new products are invented, mathematics advance, operational flows become more complex, regulation evolves. We’ve seen all of these…
Housekeeping, Reminders, and Updates
Financial Industry Regulatory Authority Redesigned FINRA Website In March, the Financial Industry Regulatory Authority (“FINRA”) announced the launch of its newly redesigned website. Two key factors were the driving force…
Decoding the Myths of Managed Futures 2015
This paper examines seven very popular myths and misconceptions held by both retail and institutional investors regarding managed futures. This paper updates the original version written in 2011. These myths…
Save-the-Date: June 18, DePaul University
We are delighted to announce our second annual member meeting co-sponsored with DePaul University, Chicago. This year's event will take place the afternoon of June 18 at the DePaul downtown…
NIBA Get to Know the Regulator–CFTC
The NIBA has been working with the CFTC for over a year to gain approval from the regulatory body to participate in our newsletter series, “Get to Know the Regulators.”…
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