Cybersecurity Questionnaire
For the last several months Cybersecurity has been on everyone's radar. Now that the implementation deadline has passed, many NIBA IBs have put something basic in place. For those NIBA…
Thank You – FCMs and Service Providers
Thank You - FCMs and Service Providers On February 25, NIBA held its annual thank-you reception for member FCMs and Service Providers. Thirty-nine guests attended the event held at Pazzo’s…
NIBA New York City Event- April 20th
April 20 - New York City All members are invited to the NIBA Spring Membership Meeting April 20 at the New York Athletic Club in New York City. Onsite registration…
NIBA at the RJO Annual IB Conference
NIBA wants to thank RJ O’Brien for inviting us to exhibit and attend its Annual IB Conference March 4 and 5. It was great to see NIBA members who clear…
Housekeeping, Reminders and Updates
Financial Crimes Enforcement Network The Financial Action Task Force (“FATF”) updated its list of jurisdictions with strategic anti-money laundering (“AML”) and counter-terrorist financing (“CFT”) deficiencies. In response, the Financial Crimes…
Ask the NFA
1. During the course of an NFA audit, when an item is noted in the audit report, how is that viewed internally by NFA? This depends on a number of…
Fix Your Users!
The cyber security industry has gotten great at boundary defense. “Firewalls, Firewalls, Firewalls” - that’s all you heard for a long time emanating from the boardroom. Well the times they…
Prepare for 2016; NFA Examination Focus
The National Futures Association (“NFA”) Rules and Commodity Futures Trading Commission (“CFTC”) regulations that govern the futures, forex, and swap trading industry are subject to continuous interpretation, amendment, and update.…
NFA announces Dashboard webinar on February 25
announces Dashboard webinar on February 25 In preparation for the launch of the NFA Dashboard, the new entryway to NFA's Online Registration System (ORS), NFA will conduct a webinar on…
NIBA Event- New York City — April 20
The NIBA spring membership event will be held on April 20, 1:30-6:00pm at the New York Athletic Club (NYAC), New York City. Three business sessions and a networking reception are…
- Go to the previous page
- 1
- …
- 49
- 50
- 51
- 52
- 53
- 54
- 55
- …
- 110
- Go to the next page