NIBA Board of Directors Election
The NIBA's Board of Director's election is upon us. We have one member up for re-election this year. Per the bylaws of the NIBA members must be notified of said…
Housekeeping, Reminders and Updates October 2016
COMMODITY FUTURES TRADING COMMISSION Swap Dealer Registration De Minimis Exception In a press release issued October 13, 2016 (Release: PR7471-16) the Commodity Futures Trading Commission (“CFTC”) announced the approval…
Portrait Of Business People Working Together In Office
Ask NFA–October 2016
As your industry advocate, the NIBA provides many services which help your business stay in compliance with NFA regulations. “Ask the NFA,” is the way you can ask questions about…
Speaker Giving a Talk at Business Meeting. Audience in the conference hall. Business and Entrepreneurship. Panoramic composition suitable for banners.
NFA Rep Panel Recap
I had the pleasure to moderating the NFA Rep Panel. The three panelists shared their insights with the audience concerning the key issues and challenges facing the IB and CTA/CPO…
How CME Group Agricultural Markets Operate
Nothing is more important to CME Group than the integrity of our markets. We use a variety of controls throughout the life of each trade, and those protections help to…
Life of a Brokerage Firm
Life of a Brokerage Firm <Part Three> Ron Grossman and Ryan Griffeth conducted as series of interviews discussing the various stages of a brokerage firm. Interviews are presented here in…
NIBA Washington DC Visit
On October 27, representatives of the NIBA will be in Washington, DC. Melinda Schramm, Mike Burke and Ryan Griffeth will visit with CFTC Commissioners, staff and representatives of the Commodity…
Shot of a businessman going over paperwork while sitting at his desk in an office
Save the Date: SoCal Conference Feb 23, 2017
Newport Beach, CA - February 23, 2017 Mark your calendar now for the NIBA winter event February 23 at the Newport Beach, CA Marriott! After taking a year away, members…
Chairman’s Letter – Oct 2016
“Don’t cry because it’s over, smile because it happened” -- Dr. Seuss, aka Theodor Geisel (1901-1991) Don’t you just love Dr. Seuss? His quote above perfectly sums up…
Shot of a businessman going over paperwork while sitting at his desk in an office
NFA Proposes “Financial Health” Reporting Requirements for CPOs and CTAs
In an effort to better understand and monitor the financial health of certain members of the National Futures Association (“NFA”), the NFA has submitted a proposal to the Commodity Futures…
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