The CFTC has amended its Rule 1.35 to require futures commission merchants (FCMs), certain introducing brokers (IBs), retail foreign exchange dealers and certain other registrants to record all oral communications that lead to the execution of a transaction in a commodity interest. The new rule became effective on February 19, 2013, and compliance with the…...
This content is for IB/CTA/CPO Classic Membership + Premium placement w/logo in IB/CTA/CPO Directory, IIB - Independent Introducing Broker, GIB - Guaranteed Introducing Broker, and CTA - Commodity Trading Advisor members only.
Register
Register
Already a member? Log in here
