Upcoming IB Filings: 1-FRs for IBs are due 7/24/2014 for the 6/30/14 filing. That is 2 days from today (Tuesday July 22) Please be sure to file this prior to the deadline as there is now a $1,000 per day fine for a late filing Upcoming CTA Filings: In 2013, the NFA amended Compliance Rule...
July Housekeeping Items
- Post published:July 21, 2014
- Post category:Housekeeping