Written by: Mark E. Ruddy, Esq. Jessica I. Brown, CAMS COMMODITY FUTURES TRADING COMMISSION Revisions to Form 8-R The Commodity Futures Trading Commission (“CFTC”) has revised Form 8-R, at the request of the National Futures Association (“NFA”). Form 8-R is the application form for individuals registering as an associated person (“AP”), floor broker, floor trader…...
Housekeeping, Reminders and Updates – May 2017
- Post published:May 25, 2017
- Post category:Compliance / Legal