As a NIBA member, you are already familiar with the process of applying for CFTC registration and NFA membership. But you may not be familiar with the diverse array of responsibilities relegated to NFA’s registration department. The Registration department reviews applications for CFTC registration and NFA membership, and approves or denies those applications based in…...
Get to Know the Regulators: NFA’s Registration Department
- Post published:June 17, 2014
- Post category:Compliance / Legal