Get to Know the Regulator: CFTC Division of Swap Dealer and Intermediary Oversight

Who is in charge of the Division of Swap Dealer and Intermediary Oversight: DSIO is run by a Director, who is assisted by the DSIO Deputy Directors and Chief Counsel. Tom Smith is the Acting Director, and the Deputies and their respective branches are as follows:  Mr. Smith, who also serves as Deputy Director of…...

This content is for IB/CTA/CPO Classic Membership + Premium placement w/logo in IB/CTA/CPO Directory, IIB - Independent Introducing Broker, GIB - Guaranteed Introducing Broker, and CTA - Commodity Trading Advisor members only.
Register
Already a member? Log in here