This month NFA put out a fantastic reminder about common CTA/CPO ratio errors and the obligations facing reporting firms. In particular they have laid out their expectations for CTA and CPO ratio reporting. Please consider the following directly from NFA as a number of CPOs and CTAs have been incorrectly reporting these financial ratios: 1)…...
CTA/CPO Ratio Errors; NFA PQR and PR Filings
- Post published:October 25, 2018
- Post category:Compliance / Legal