The Commission is currently asking for comments on a proposed rule change. They wish to add a section to require that each person registered as an IB, CPO or CTA become and remain a member of a registered futures association, such as the NFA. Under CFTC Reg. 4.14(a)(9) a person is not required to register…...
CFTC Rule Change Proposal
- Post published:December 16, 2013
- Post category:Compliance / Legal