Revised Answer to Question 1 of the August 2015 Ask the NFA Article: Selecting and Recommending CTAs- A Recommending CTAs- A Recommending CTA is one who recommends various trading advisors to clients (e.g. individuals, other CTAs or CPOs) but does not have any other authority regarding these trading CTAs. A Recommending CTA is required to…...
Ask the NFA–Revision to August
- Post published:September 30, 2015
- Post category:Compliance / Legal